Insider Chart Past 6 Months
Technical Chart
Filings by transaction date
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Young Kenneth MOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:1,600Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Riley Bryant ROwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:100,000Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Paulson Randall EOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:10,000Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Kelleher Thomas J /AdvOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:5,100Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Kelleher Thomas J /AdvOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:4,900Price:$46.00
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Ahn Phillip J.Ownership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-46,188Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Young Kenneth MOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-44,808Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Kelleher Thomas J /AdvOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-99,160Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Weitzman HowardOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-11,547Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Riley Bryant ROwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-99,160Price:$36.78
Filings by filing date
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Young Kenneth MOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:1,600Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Riley Bryant ROwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:100,000Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Paulson Randall EOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:10,000Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Kelleher Thomas J /AdvOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:5,100Price:$46.00
- Jan 13, 2021 (filed on Jan 13, 2021)Insider Name:Kelleher Thomas J /AdvOwnership Type:Indirect OwnershipSecurities:Common StockNature of Transaction:P - Open market or private purchase# or value acquired/disposed of:4,900Price:$46.00
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Ahn Phillip J.Ownership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-46,188Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Young Kenneth MOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-44,808Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Kelleher Thomas J /AdvOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-99,160Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Weitzman HowardOwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-11,547Price:$36.78
- Dec 15, 2020 (filed on Dec 16, 2020)Insider Name:Riley Bryant ROwnership Type:Direct OwnershipSecurities:Common StockNature of Transaction:F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3# or value acquired/disposed of:-99,160Price:$36.78
News
Biz Brief
Sector: Financials | Industry: Investment Banking & Brokerage Services |
See Regulatory Filings on SEC |
Company Contact | |
Address: | 11100 SANTA MONICA BLVD, SUITE 800 LOS ANGELES CA 90025 |
Tel: | N/A |
Website: | www.brileyfin.com |
IR: | See website |
Key People | ||
Bryant R Riley Chairman of the Board, Co-Chief Executive Officer | Kenneth M. Young President, Chief Executive Officer of B. Riley Principal Investments, LLC | Thomas J. Kelleher Co-Chief Executive Officer, Director |
Phillip J. Ahn Chief Financial Officer, Chief Operating Officer | Andrew Gumaer Chief Executive Officer of Great American Group, LLC, Director | Andrew Moore Chief Executive Officer of B. Riley FBR |
Alan N. Forman Executive Vice President, General Counsel, Secretary | Howard E. Weitzman Senior Vice President, Chief Accounting Officer | Daniel Shribman Chief Investment Officer |
Business Overview |
B. Riley Financial, Inc. is an independent investment bank. The Company's segments include capital markets, auction and liquidation, valuation and appraisal, and Principal Investments-United Online. The capital markets segment provides an array of investment banking, corporate finance, research, wealth management, sales and trading services to corporate, institutional and high net worth clients. The auction and liquidation segment utilizes a scalable network of independent contractors and industry-specific advisors to tailor its services to the needs of a multitude of clients, logistical challenges and distressed circumstances. The valuation and appraisal segment provides valuation and appraisal services to financial institutions, lenders, private equity firms and other providers of capital. The principal investments-United Online segment consists of businesses, which has been acquired primarily for attractive investment return characteristics. |
Financial Overview |
For the nine months ended 30 September 2020, B.Riley Financial Inc revenues increased 1% to $492.5M. Netincome applicable to common stockholders decreased 53% to$30.3M. Revenues reflect Capital markets segment increaseof 37% to $428.9M, Auction and liquidation segment increaseof 9% to $73.1M, Northern America (Region) segment increaseof 46% to $448.9M, Europe segment increase from $61K to$35.8M, Australia segment increase from $15K to $7.8M. |
Employees: | 982 as of Dec 31, 2019 |
Reporting Currency: | U.S. Dollars |
Enterprise value: | $2,655M as of Sep 30, 2020 |
Annual revenue (TTM): | $657.75M as of Sep 30, 2020 |
EBITDA (TTM): | $206.42M as of Sep 30, 2020 |
Net annual income (TTM): | $47.19M as of Sep 30, 2020 |
Free cash flow (TTM): | -$37.22M as of Sep 30, 2020 |
Net Debt Last Fiscal Year: | $1,468M as of Sep 30, 2020 |
Shares outstanding: | 26,844,620 as of Jan 15, 2021 |
TTM: Trailing Twelve Months EBITDA: Earnings Before Interest, Taxes, Depreciation, & Amortization |